Forms & Applications

Title
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Document Product Type Document Type
New Account Application

Application used to establish a new mutual fund account.

Mutual Funds Account Application
Additional Investment Form

Form used to make additional investments into an existing mutual fund account.

Mutual Funds Service Form
Application for Account Services

Form used to establish or change account options for existing retail accounts, i.e. automatic investment plan, automatic dividend diversification, automated dollar cost averaging, systematic withdrawal plan and telephone withdrawal options.

Mutual Funds Service Form
Certificate of Authorization

Form used by all non-individual entities (except trusts) to authorize a transfer or redemption from an account. (Must accompany any application to open a non-individual entity account.)

Mutual Funds Service Form
Checkwriting Signature Card - General (Class A and Z shares)

Form used to add or modify check signers on a mutual fund account.

Mutual Funds Service Form
Cost Basis Election Form

Form used to elect or update your cost basis method. (You must complete a separate cost basis election form for each type of non-retirement account registration for which you are the account owner.)

Mutual Funds Service Form
Dealer Change Form

Form used to change the dealer firm and/or financial advisor on a shareholder's account.

Mutual Funds Service Form
Duplicate Year End Statement and Tax Form Request

Request Form used to request copies of historical annual account statements and tax forms.

Mutual Funds Service Form
IRS Form W-8BEN

Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals)

Mutual Funds Service Form
IRS Form W-8BEN-E

Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities)

Mutual Funds Service Form
IRS Form W-9

Request for Taxpayer Identification Number and Certification.

Mutual Funds Service Form
IRS Form W8IMY

Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting

Mutual Funds Service Form
Name Change Authorization Form

Form used to update name on an account.

Mutual Funds Service Form
Redemption Request Form

Form used to request a redemption from your account.

Mutual Funds Service Form
Speech Recognition and Touch Tone User's Guide

User guide to Customer Connection, our automated phone system that allows you virtually 24-hour access to your account.

Mutual Funds Service Form
Transfer of Ownership Request Form

Form used to change, add or delete the name(s) on your account, or to change the ownership of your account. (Must be accompanied by a new account application.

Mutual Funds Service Form
Transfer on Death Registration Request Form

Form used to stipulate how a mutual fund account will be administered after the shareholder's death.

Mutual Funds Service Form
Trustee Certification Form

Form used to register a trustee(s) of a new account or change trustee information in an existing account. (Must be accompanied by any new account application requesting a trust registration.)

Mutual Funds Service Form
College savings vehicles comparison chart

Learn more about 529 plans and how other college savings vehicles stack up against 529 plan benefits.

Future Scholar 529 Literature
Common college savings vehicles and their impact on financial aid

Learn more about 529 plans and how other college savings vehicles stack up against 529 plan benefits.

Future Scholar 529 Literature
Future Scholar Advisor Program Description

The Program Description for the Future Scholar 529 College Savings Plan, Advisor Program.

Future Scholar 529 Literature
Future Scholar gift and contribution cards

Not sure what to give a friend or relative for a special occasion, birthday or holiday this year? Give them something they can always use, the gift of education! Simply fill out and return the completed contribution card to Future Scholar, and then fill out the gift card and present it to the beneficiary.

Future Scholar 529 Literature
Future Scholar Portfolio Construction - Advisor Program

The Future Scholar 529 College Savings Plan offers three investment choices with portfolios designed to meet your needs.

Future Scholar 529 Literature
Future Scholar Program Overview Brochure

This overview brochure for the Future Scholar 529 College Savings Plan includes enrollment information and an application.

Future Scholar 529 Literature
Future Scholar Quarterly Performance Update - Advisor Program

This charts the quarterly performance of the Future Scholar 529 College Savings Plan, Advisor Program.

Future Scholar 529 Literature
Future Scholar Advisor Account Application A, C, Z with NAV Transfer Option

Application used for firms participating in the NAV transfer program to establish a Future Scholar 529 College Savings Plan Account. Please note: You must work with a Financial Professional to establish an account. (Must be preceded or accompanied by the Future Scholar 529 College Savings Plan Advisor Program Description).

Future Scholar 529 Account Application
Future Scholar Advisor Account Application A, C, Z with NO NAV Transfer Option

Application used for firms not participating in the NAV transfer program to establish a Future Scholar 529 College Savings Plan Account. Please note: You must work with a Financial Professional to establish an account. (Must be preceded or accompanied by the Future Scholar 529 College Savings Plan Advisor Program Description).

Future Scholar 529 Account Application
Account Owner Change Form - Advisor Program

This form is used to change Account Owner information.

Future Scholar 529 Service Form
Account Services Form - Advisor Program

This form is to be completed to change an address, to change a name due to marriage, divorce or for some other reason, to add or change your e-mail address for electronic delivery, or to add or change or terminate a Successor Account Owner or Interested Party on your account.

Future Scholar 529 Service Form
Additional Investment Form (SC)

Use this form to direct additional investments to your Future Scholar 529 College Savings Plan Account.

Future Scholar 529 Service Form
Automatic Contribution Plan/ Electronic Bank Transfer Form-Advisor Program

This form is used to change or add banking information on file for contributions and/or redemptions, or to add, change, or terminate Automatic Contribution Plan contributions.

Future Scholar 529 Service Form
Broker Dealer Change Request Form- Advisor Program

This form is used to change the dealer firm and/or financial advisor on your account.

Future Scholar 529 Service Form
Designated Beneficiary Change Form- Advisor Program (SC)

This form is to be completed to change your Designated Beneficiary.

Future Scholar 529 Service Form
Incoming Transfer/Rollover Form (SC)

Complete this form if you are funding a Future Scholar 529 College Savings Plan Account with contributions from a Qualified Tuition Program account, a Coverdell education savings account, a qualified U.S. savings bond or a Uniform Gifts to Minors Act/Uniform Transfers to Minors Act (UGMA/UTMA) Custodial Account.

Future Scholar 529 Service Form
Investment Change Request Form- Advisor Program (SC)

Use this form to make changes to current or future investment allocations.

Future Scholar 529 Service Form
IRS Form W-9

Request for Taxpayer Identification Number and Certification.

Future Scholar 529 Service Form
Withdrawals and Outgoing Transfers/Rollovers Form (SC)

This form is to be completed to direct any type of withdrawal from a Future Scholar 529 College Savings Plan Account, or to direct a transfer rollover from an Account.

Future Scholar 529 Service Form
Prototype Retirement Plan Fees

A snapshot of retirement plan fees.

Retirement Plans Literature
Coverdell ESA Kit

Application used to establish a Columbia Threadneedle Investments Coverdell Education Savings Account (ESA). (Must be accompanied or preceded by a current prospectus for the appropriate mutual fund(s), and the custodial account and disclosure statement.)

Retirement Plans Kit
SEP IRA Kit — Employer

Explains SEP IRA plan basics and included all the forms and applications an employer needs to establish an account.

Retirement Plans Kit
SIMPLE IRA Kit — Employee

Eligible employees can use this enrollment guide and application to establish a SIMPLE IRA.

Retirement Plans Kit
SIMPLE IRA Kit — Employer

Explains SIMPLE IRA plan basics and includes all the forms and applications an employer needs to establish an account.

Retirement Plans Kit
Traditional/Roth IRA Kit

Application used to establish a Columbia Threadneedle Investments Traditional IRA or Roth IRA. (Must be accompanied or preceded by a current prospectus for the appropriate mutual fund(s), and the custodial account and disclosure statement.)

Retirement Plans Kit
ACH Electronic Funds Transfer Form - Plan Contributions

Form used to establish the Automated Clearing House (ACH) privilege that allows you to transfer money directly between your fund account(s) and your bank account by electronic funds transfer.

Retirement Plans Service Form
Application for CPI Web

Form used to activate online access as plan sponsor for 401(k), profit sharing, money purchase pension, SEP IRA or SIMPLE IRA retirement plans.

Retirement Plans Service Form
Direct Rollover Form

Form used to transfer an employer sponsored retirement plan to a Columbia Threadneedle Investments retirement plan.

Retirement Plans Service Form
IRA Beneficiary Designation Form

Form used to update your beneficiary elections on your Columbia Threadneedle Investments IRA, Roth IRA, SEP IRA, SAR-SEP IRA, SIMPLE IRA or 403(b) plans.

Retirement Plans Service Form
IRA Distribution Form

Form used to complete a full or partial distribution from a Traditional IRA, Roth IRA, or SEP IRA.

Retirement Plans Service Form
IRA Distribution Request Form (Tri-Continental)

Form used to complete a full or partial distribution from your retirement account.

Retirement Plans Service Form
IRA Optional Services/Change Request Form

Form used to establish or change account options for an existing Individual Retirement Account (IRA).

Retirement Plans Service Form
IRA Transfer Form

Form used to transfer your IRA at another company directly to a Columbia Threadneedle Investments IRA plan.

Retirement Plans Service Form
Prototype Retirement Plan Fees

A snapshot of retirement plan fees.

Retirement Plans Service Form
Prototype Qualified Plan Status Change Form

Use this form if you are adopting another sponsor's plan document, thereby terminating your Columbia Threadneedle Investments Prototype Plan status.

Retirement Plans Service Form
Qualified Distribution Form

Form used to submit a distribution request from a custodial qualified retirement plan.

Retirement Plans Service Form
Roth Conversion Form

Form used to convert a Traditional IRA to a Roth IRA.

Retirement Plans Service Form
Address Change Form (Tri-Continental)

Form used to change the address on your Tri-Continental Corporation account.

Closed-End Service Form
Authorization Form for Automatic Dividend Investment and Cash Purchase Plan (Tri-Continental)

Complete this form if you wish to add to your investments via the Automatic Dividend Investment option, investing with Corporation distributions, Cash Purchases or Automated Clearing House service.

Closed-End Service Form
Liquidation Request Form For Non-Retirement Accounts (Tri-Continental)

Complete this form if you would like to liquidate assets from your non-retirement account.

Closed-End Service Form
Name Change Authorization Form (Tri-Continental)

Form used to update the name on your Tri-Continental Corporation account.

Closed-End Service Form