Mutual Fund Forms & Applications

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    Additional Investment Form

    Form used to make additional investments into an existing mutual fund account.

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    Application for Account Services

    Form used to establish or change account options for existing retail accounts, i.e. automatic investment plan, automatic dividend diversification, automated dollar cost averaging, systematic withdrawal plan and telephone withdrawal options.

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    Certificate of Authorization

    Form used by all non-individual entities (except trusts) to authorize a transfer or redemption from an account. (Must accompany any application to open a non-individual entity account.)

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    Checkwriting Signature Card - General (Class A and Z shares)

    Form used to add or modify check signers on a mutual fund account.

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    Cost Basis Election Form

    Form used to elect or update your cost basis method. (You must complete a separate cost basis election form for each type of non-retirement account registration for which you are the account owner.)

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    Dealer Change Form

    Form used to change the dealer firm and/or financial advisor on a shareholder's account.

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    Duplicate Year End Statement and Tax Form Request

    Request Form used to request copies of historical annual account statements and tax forms.

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    IRS Form W-8BEN

    Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals)

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    IRS Form W-8BEN-E

    Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities)

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    IRS Form W-9

    Request for Taxpayer Identification Number and Certification.

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    IRS Form W8IMY

    Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting

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    Name Change Authorization Form

    Form used to update name on an account.

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    Redemption Request Form

    Form used to request a redemption from your account.

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    Speech Recognition and Touch Tone User's Guide

    User guide to Customer Connection, our automated phone system that allows you virtually 24-hour access to your account.

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    Transfer of Ownership Request Form

    Form used to change, add or delete the name(s) on your account, or to change the ownership of your account. (Must be accompanied by a new account application.

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    Transfer on Death Registration Request Form

    Form used to stipulate how a mutual fund account will be administered after the shareholder's death.

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    Trustee Certification Form

    Form used to register a trustee(s) of a new account or change trustee information in an existing account. (Must be accompanied by any new account application requesting a trust registration.)


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